Business Management

Thomas Rose headshot
Thomas Rose, CPA
CHIEF FINANCIAL OFFICER
  • Responsible for financial and operational matters.
  • Formerly CFO and Managing Director for J. & W. Seligman & Co., where he served in senior financial and operational roles from 1992 to 2009. Prior to J. & W. Seligman & Co., he was Treasurer and Principal Financial Officer for American Advisors, Inc from 1987 to 1992 and Manager at PricewaterhouseCoopers.
  • Education: BBA from Pace University.
Steven Ducker headshot
Steven Ducker
Chief Compliance Officer
  • Responsible for the administration of the compliance programs at QS Investors, LLC.
  • Formerly Vice President of US Regulatory Compliance at Goldman Sachs Asset Management from 2016 to 2018, Head of Regulatory Affairs Americas at Deutsche Asset Management from 2014 to 2016 and Chief Compliance Officer at QS Investors, LLC from 2010 to 2014. Prior to that, he held regulatory and consulting roles at Deutsche Asset Management and Deloitte & Touche LLP from 2004 to 2010.
  • Education: BS from University of Florida.
Tomislav Goles headshot
Tomislav Goles
CHIEF TECHNOLOGY OFFICER
  • Responsible for all technology, infrastructure and portfolio management/trading systems.
  • Formerly head of portfolio management systems for Deutsche Asset Management’s Quantitative Strategies group and a member of the Global Tactical Asset Allocation Oversight Committee from 2002 to 2010. Prior to joining Deutsche Asset Management, he was a senior research analyst at Advanced Investment Technology and State Street Global Advisors, and senior software engineer at Salomon Brothers over a 10 year period.
  • Education: MS from University of Tennessee, Knoxville.